We at Rexford Capital, Inc. respect your financial privacy.

We recognize that you have provided us with private personal financial information, and we want you to have a thorough knowledge and understanding of our policy regarding that information.

We collect your personal financial information from the following sources:

• Information you have given us, such as investment advisory agreements, brokerage account applications and other documents completed while opening and maintaining your accounts with us.

• Information you have given us verbally

• Information we have received from third parties, such as brokerage firms, outside managers and banks, regarding your transactions.

We do not disclose any nonpublic personal financial information about you to anyone, with the following exceptions:

• When we are required to execute transactions for your account or to otherwise provide services at your request.

• When you have specifically authorized and directed us to do so

• When required by law, such as during federal or state regulators' examinations of our books and records.

Our firm maintains stringent physical, electronic and procedural safeguards to protect your privacy.


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